Cipperman & Company is a unique law firm devoted exclusively to the investment management industry. Our lawyers have spent their careers in the investment management industry, including significant experience at major industry players. Our shared heritage and experience make our lawyers unique and creative industry partners who can give you practical, real-world advice for making informed business decisions and controlling your legal risk.

We have worked on a wide range of transactional and regulatory matters, but we concentrate on three core areas - Fund Formation, Compliance, Distribution, and Technology:

Fund Formation

Hedge Funds
Fund-of-Funds
Institutional Products
ETFs
Variable Insurance Products
Cash Sweep Vehicles

Compliance

Policies and Procedures
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Independent Consultant services
CCO services (through affiliate CCS)
RIA and BD registration
Regulatory Exam support

Broker-Dealer Regulatory Matters
Dealer, Solicitation, and Referral Agts
Asset-Gathering Strategies/Structures
Wrap Programs
Marketing Materials

Operations and Technology

Portfolio Management
Trading
Systems: Installed and ASP

Please contact us to discuss changing the way you manage your legal services and regulatory risk by working with a focused, experienced, and practical legal provider.