Peter works in our compliance group, whose primary responsibilities include the day-to-day management of our clients’ compliance programs. His duties include the coordination of annual reviews, compliance testing, administering of policies and procedures, assisting in SEC exams, client on-site visits, the management of client communications and maintaining the compliance calendar.
Peter has over 7 years of experience in the financial services industry. Prior to joining CCS, he worked for four years at Credit Suisse, a global financial services firm that provides investment banking, financial advisory and asset management services to institutional, corporate, and retail clients and counterparties around the world. Peter served as Assistant Vice President and General Counsel with Credit Suisse’s Bank Regulatory Legal team, advising on US and global regulatory reform initiatives and their impact on BAU activities. Additionally, Peter acted as an adviser to the US Regulatory Change team, US Bank Regulatory Compliance team, and US Regulatory Affairs team.
Peter earned a B.A. in Political Science and Psychology from George Washington University and his JD from Elisabeth Haub School of Law at Pace University. He is admitted and active with the New York State Bar Association.
During his time away from CCS, Peter enjoys traveling, Philadelphia sports, concerts, and Ocean City, NJ.