Larry Clay

Larry Clay

Compliance Director Chief Compliance Officer 484-588-5520

Larry is a senior member of our compliance group and is an active participant on our firm’s Compliance Committee. In addition to serving as a chief compliance officer to our clients, Larry works with a wide variety of clients to ensure their compliance program is implemented, maintained and monitored.

Larry has over 20 years of experience with a variety of firms including Merrill Lynch, Quick & Reilly, Smith Barney, and Prudential Financial. Most recently, Larry worked as chief compliance officer of Great Valley Advisor Group, an independent RIA.

Larry earned a B.S. in economics from Villanova University and has obtained the following FINRA licenses: Series 4, 7, 66, 9, 10 and 24, as well as his Pennsylvania Life and Health license.

Larry is a former teacher for the Philadelphia Archdiocese and a volunteer for the Claire E. Clay Cross the Water Foundation. He spends his free time surfing, playing music, and studying Irish history, an interest that has led to a master’s degree from Ulster University, Northern Ireland. Larry lives in Wallingford, PA with his wife Nancy and their two children.