Joe currently works in our compliance group. His duties include the overall management of the compliance program along with the integration of the compliance rules as set forth by the industry regulators. Joe’s primary responsibility is to build, maintain, and monitor a customized compliance program for each of his unique clients.
Joe has over 25 years of experience in the financial services and asset management industry. Most recently, Joe served as chief operating officer for Palladiem, LLC, an investment manager. In his role at Palladiem, Joe was primarily responsible for establishing and supervising the entire firm’s operations including risk management and compliance. Prior to that, Joe served as director of trading, operations, and risk management for Lockwood Advisors, Inc. Before joining Lockwood, Joe supervised operations for the managed account division of Gruntal & Co. in New York. Joe started out his financial services career in portfolio administration at Valley Forge Asset Management, a regional investment manager.
Joe attended Villanova University, majoring in political science.
During his time away from CCS, Joe spends time with his wife and three children. He is a diehard Phillies fan and has coached a variety of youth sports for more than 15 years.