John is a member of our compliance group, whose primary responsibilities include the day-to-day management of our clients’ compliance programs. His duties include coordination of annual reviews, compliance testing, administering of the policies and procedures and ultimately keeping the compliance calendar on track.
John has over 20 years of experience in the financial services industry. Prior to joining CCS, John served in senior compliance roles for Forefront Analytics, DuPont Capital Management, Aberdeen Asset Management, and Morgan Stanley collaborating with the Chief Compliance Officer in the design, development and management of the investment adviser’s compliance program.
John earned a BS in finance from West Chester University and earned his MBA from the Drexel University School of Business. He is also a CFA (Chartered Financial Analyst®) Charterholder.
In his spare time away from CCS, John enjoys spending time with his wife and son. He also enjoys tennis, football, and volunteer work at his son’s school.