Erik is a senior member of our compliance group and is an active participant on our firm’s Compliance Committee. He serves as a chief compliance officer to our clients and helps set policies and procedures based on new, current regulations.
Erik has over 16 years of experience in the financial services and wealth management industry. Most recently, Erik served as Chief Operating Officer and Chief Compliance Officer for Asset Planning Services, Ltd, a comprehensive wealth planning firm. In his role at Asset Planning Services, Erik was primarily responsible for establishing, directing, and supervising the firm’s compliance, operations, and technology functions. Prior to Asset Planning Services, Erik spent the majority of his career in the managed account business at BNY Mellon, working primarily in the Pershing Managed Investments and Lockwood Advisors business lines. Erik held numerous roles in performing and leading back-office operations, as well as roles in compliance and operational risk. Prior to leaving BNY Mellon, Erik last served as Director, Sr. Group Manager for Lockwood Advisors, where he had primary responsibilities for the day-to-day operations of the investment advisory operations team.
Erik earned a B.A. in both economics and international relations from Lehigh University and a M.S. Financial Services from St. Joseph’s University. Erik is an Investment Adviser Certified Compliance Professional (IACCP®).
During his time away from CCS, Erik can be found with his wife, two young children, and two dogs at the New Jersey Shore in the summer, and in the mountains skiing in the winter. Erik still actively plays soccer and golf and is an avid Philadelphia sports fan.