Denise is a member of our compliance group, whose primary responsibilities include the day-to-day management of our clients’ compliance programs. His duties range from the coordination of annual review on-site visits to the management of client communications to ultimately keeping the compliance calendar on track.
Denise has 29 years in the financial field. Prior to joining CCS, Denise was a Virtual Practice Manager for Good Life Financial Companies. She has held several positions within Good Life. Denise was fundamental in establishing the OSJ for the company, assisted financial advisors in the transitioning of their books and lastly was a manager of the Virtual Practice Management Team. She also worked at American Financial Group in the operations department where she assisted in the day-to-day operations. Prior to joining American Financial Group Denise had 21 years in the banking industry.
In her free time she enjoys spending time with her husband, dogs and family. Denise enjoys traveling to new places and reading.