Jason Ewasko

Compliance Director Chief Compliance Officer

Jonathan Wowak

Chief Operating Officer

Joseph J. Scavetti Jr.

Compliance Director Chief Compliance Officer

Denise Adamczyk

Compliance Director Chief Compliance Officer

Andrew Chica

Compliance Director Chief Compliance Officer

Larry Clay

Compliance Director Chief Compliance Officer

Jocelyn Dalkin

Compliance Director Chief Compliance Officer

Mark De Angelis

Compliance Director Chief Compliance Officer

Dianne M. Descoteaux, Esq.

Compliance Director Chief Compliance Officer

Bridget Garcia

Assistant Compliance Director Chief Compliance Officer

Stacey Gillespie

Compliance Director Chief Compliance Officer

Jay Haas

Compliance Director Chief Compliance Officer

Suzette Hagan

Compliance Associate

Daniel Holtzer

Compliance Associate

Jihoon Kim

Compliance Manager

Sarah Selverian

Operations Director

Valerie Speare

Compliance Manager

Douglas Tyre

Compliance Director Chief Compliance Officer

William H. Woolverton, Esq.

Senior Compliance Advisor