Jason Ewasko

Compliance Director Chief Compliance Officer

Jonathan Wowak

Chief Operating Officer

Joseph J. Scavetti Jr.

Compliance Director Chief Compliance Officer

Dianne M. Descoteaux, Esq.

General Counsel Compliance Director & CCO

Denise Adamczyk

Compliance Director Chief Compliance Officer

Carolyn Bush

Compliance Manager

Larry Clay

Compliance Director Chief Compliance Officer

Jocelyn Dalkin

Assistant Compliance Director Chief Compliance Officer

Stacey Gillespie

Compliance Director Chief Compliance Officer

Suzette Hagan

Compliance Associate

Frank Ingraham

Compliance Director Chief Compliance Officer

Jihoon Kim

Assistant Compliance Director Chief Compliance Officer

John McDevitt

Compliance Manager

Erik Morris

Compliance Director Chief Compliance Officer

Rowan Neilson

Compliance Associate

Denise Schnader

Compliance Associate

Adrea Scaramucci

Compliance Director Chief Compliance Officer

Sarah Selverian

Operations Director

Douglas Tyre

Compliance Director Chief Compliance Officer

Peter van de Beek, Esq.

Compliance Manager

William H. Woolverton, Esq.

Senior Compliance Advisor Chief Compliance Officer