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Best of the Web – July 2015

Best of the Web – July 2015

 

Welcome to the July 2015 “Best of the Web.”  Morgan Lewis outlines some recent “pay-to-play” developments, ACA details FINRA regulatory activity, and Kramer Levin gives the ins and outs of interval funds.  You should also check out Schulte’s piece on asset manager m&a trends.

 

“Pay to Play” Developments (Morgan Lewis)

http://www.morganlewis.com/pubs/pay-to-play-developments

 

FINRA Regulatory Actions – April-June 2015 (ACA)

http://www.acacompliancegroup.com/news/compliance-alert/finra-regulatory-actions-april-june-2015

 

“Interval Alts” Combine Benefits of Alternative Mutual Funds and Traditional Hedge Funds (Kramer Levin)

http://www.kramerlevin.com/files/Publication/98af8ef5-d814-4fbd-9ac8-3b3ccd1dc79d/Presentation/PublicationAttachment/418e9ff9-8013-463e-90bb-9c9ceec244f7/HFLR_Interval%20Alts%20Combine%20Benefits%20of%20Alternative%20Mutual%20Funds%20and%20Traditional%20Hed.pdf

 

Trends in Asset Manager M&A – Five-Year Empirical Deal Study (Schulte Roth & Zabel)

http://www.srz.com/files/upload/Publications/Bloomberg_BNA_Asset_Manager_Deals_Trends_in_Asset_Manager_M&A_Five_Year_Empirical_Deal_Study_July%202015.pdf

 

ICAV – The New Irish Collective Asset-Management Vehicle (Dechert)

http://www.dechert.com/files/Uploads/Documents/FSG/Dechert-ICAV_the_New_Irish_Collective_Asset-management_Vehicle.pdf

 

Level 2 investments: Best practices for REIT valuation (Grant Thornton)

http://www.grantthornton.com/issues/library/articles/financial-services/2015/AM/07-REITs-valuation-best-practices.aspx#sthash.BZSEmzhv.dpuf

 

AIFMD Passport a “No-Go” for U.S. Managers (K&L Gates)

http://www.klgates.com/aifmd-passport-a-no-go-for-us-managers-07-31-2015/

 

New IRS Proposed Regulations Target Fee Waivers But Have Broader Applicability (Seward & Kissel)

http://www.sewkis.com/pubs/xprPubDetail.aspx?xpST=PubDetail&pub=700

 

Legal Alert: Volcker Agencies Provide Seeding Period Guidance for BDCs, RICs and FPFs in New FAQ (Sutherland)

http://www.sutherland.com/NewsCommentary/Legal-Alerts/176158/Legal-Alert-Volcker-Agencies-Provide-Seeding-Period-Guidance-for-BDCs-RICs-and-FPFs-in-New-FAQ

 

Evolution of the mutual fund transfer agent: Embracing the challenges and opportunities (PWC)

http://www.pwc.com/en_US/us/asset-management/investment-management/publications/assets/pwc-mutual-fund-transfer-agent-evolution.pdf

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