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Best of the Web – April 2015

Best of the Web – April 2015

 

Welcome to the April 2015 “Best of the Web.”  Groom offers a library of materials on the new DoL fiduciary rule, Deloitte gives some props to Chief Compliance Officers, and Ropes & Gray tells all about the ICI Mutual Funds Conference.

 

DOL Fiduciary Advice Proposal – Major Changes to Fiduciary Advice Definition, Revises Existing Exemptions and Introduces New Exemptions (Groom)

http://www.groom.com/resources-963.html

 

The Chief Compliance Officer: The fourth ingredient in a world-class ethics and compliance program (Deloitte)

http://www2.deloitte.com/content/dam/Deloitte/us/Documents/risk/us-aers-download-the-full-report-the-chief-compliance-officer-05012015.pdf

 

2015 ICI Mutual Funds and Investment Management Conference (Ropes & Gray)

https://www.ropesgray.com/news-and-insights/Insights/2015/April/2015-ICI-Mutual-Funds-and-Investment-Management-Conference.aspx

 

Use of Independent Firms in Private Equity Fund Valuations (Willkie, Farr & Gallagher)

http://www.willkie.com/~/media/Files/Publications/2015/04/Use_of_Independent_Firms_in_Private_Equity_Fund_Valuations.pdf

 

Peer-to-Peer Lending Platforms: Securities Law Considerations (K&L Gates)

http://www.klgates.com/peer-to-peer-lending-platforms-securities-law-considerations-04-02-2015/

 

The Trouble With Using Hypothetical, Back-Tested Returns (Kreischer Miller)

http://www.kmiig.com/news-press/why-you-should-reconsider-using-hypothetical-back-tested-returns/

 

SEC Examinations of Real Estate Investment Advisers (ACA)

http://www.acacompliancegroup.com/news/compliance-alert/sec-examinations-real-estate-investment-advisers

 

Starting a Hedge Fund: A Review of 2014 and Themes for 2015 and Beyond (Dechert)

http://sites.edechert.com/10/4481/april-2015/starting-a-hedge-fund–a-review-of-2014-and-themes-for-2015-and-beyond.asp?sid=ee259994-f8c6-4a88-b629-d84d6f39bfc4

 

SEC Answers Money Market Reform Questions (Drinker Biddle)

http://www.drinkerbiddle.com/resources/publications/2015/sec-answers-money-market-reform-questions-?Section=Publications

 

Updated guide defines SOC 1 for asset managers (Grant Thornton)

http://www.grantthornton.com/issues/library/articles/financial-services/2015/AM/SOC-1-for-asset-managers.aspx

 

Tax benefits of managed futures (McGladrey)

http://mcgladrey.com/content/dam/mcgladrey/pdf_download/investment_industry_insights_managed_futures.pdf

 

Form PF Considerations For Investment Advisers (SadisGoldberg)

http://www.sglawyers.com/admin/PDFs/373.PDF

 

“Insights Conversations: Joint Venture Agreements” (Skadden)

http://www.skadden.com/insights/insights-conversations-joint-venture-agreements

 

CFOs can create a competitive advantage in PE (EY)

http://www.ey.com/GL/en/Industries/Private-Equity/EY-cfos-can-create-a-competitive-advantage-in-pe

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