Best of the Web – March 2015
Welcome to the March 2015 “Best of the Web.” In this edition, Morgan Lewis looks at post-Dodd Frank enforcement trends, Dechert tells us how to start a hedge fund, and Kreischer Miller offer some guidance about firm valuation.
Wake of Dodd-Frank: An Inside Look for Asset Managers –Webinar (Morgan Lewis)
http://www.morganlewis.com/pubs/hfu_enforcementdevelopmentswakeofdoddfrank_12march15
Starting a Hedge Fund in 2015 (Dechert)
Key Drivers of Value in Asset Managers (Kreischer Miller)
http://www.kmiig.com/news-press/key-drivers-of-value-in-asset-managers/
Form PF Deadlines for Investment Advisers (SadisGoldberg)
http://www.sglawyers.com/admin/PDFs/369.PDF
CFTC Enforcement Action Against Energy Company Acting as Unregistered CTA — Words to the Wise for Investment Advisers Relying on CTA Exemptions (Stradley Ronon)
http://www.stradley.com/insights/publications/2015/03/adviser-alert-march-2015
Ninth Circuit Opinion May Open Litigation Doors Most Thought Closed (K&L Gates)
Market Abuse Controls: The FCA’s Guide to Good and Bad Practice (ACA)
U.S. Supreme Court Clarifies Standard for Challenging an Expression of Opinion in Registration Statement (Ropes & Gray)
“New Reporting Requirements Planned for US Financial Services Providers Doing Business With Non-US Persons” (Skadden)
Legal Alert: NAIC Amps Up Cybersecurity Oversight (Sutherland)
Nine trends transforming asset management (EY)
http://www.ey.com/GL/en/Industries/Financial-Services/Asset-Management/ey-nine-key-drivers-of-change