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Best of the Web – March 2015

Best of the Web – March 2015

 

Welcome to the March 2015 “Best of the Web.”  In this edition, Morgan Lewis looks at post-Dodd Frank enforcement trends, Dechert tells us how to start a hedge fund, and Kreischer Miller offer some guidance about firm valuation.

 

Wake of Dodd-Frank: An Inside Look for Asset Managers –Webinar (Morgan Lewis)

http://www.morganlewis.com/pubs/hfu_enforcementdevelopmentswakeofdoddfrank_12march15

 

Starting a Hedge Fund in 2015 (Dechert)

http://sites.edechert.com/10/4413/march-2015/starting-a-hedge-fund-in-2015.asp?sid=47e411e3-c666-4c33-9263-134f0f7e2559

 

Key Drivers of Value in Asset Managers (Kreischer Miller)

http://www.kmiig.com/news-press/key-drivers-of-value-in-asset-managers/

 

Form PF Deadlines for Investment Advisers (SadisGoldberg)

http://www.sglawyers.com/admin/PDFs/369.PDF

 

CFTC Enforcement Action Against Energy Company Acting as Unregistered CTA — Words to the Wise for Investment Advisers Relying on CTA Exemptions (Stradley Ronon)

http://www.stradley.com/insights/publications/2015/03/adviser-alert-march-2015

 

Ninth Circuit Opinion May Open Litigation Doors Most Thought Closed (K&L Gates)

http://www.klgates.com/ninth-circuit-opinion-may-open-litigation-doors-most-thought-closed-03-19-2015/

 

Market Abuse Controls: The FCA’s Guide to Good and Bad Practice (ACA)

http://www.acacompliancegroup.com/news/compliance-alert/market-abuse-controls-fcas-guide-good-and-bad-practice

 

U.S. Supreme Court Clarifies Standard for Challenging an Expression of Opinion in Registration Statement (Ropes & Gray)

https://www.ropesgray.com/news-and-insights/Insights/2015/March/US-Supreme-Court-Clarifies-Standard-for-Challenging-an-Expression.aspx

 

“New Reporting Requirements Planned for US Financial Services Providers Doing Business With Non-US Persons” (Skadden)

http://www.skadden.com/insights/new-reporting-requirements-horizon-us-financial-services-providers-doing-business-non-us-persons

 

Legal Alert: NAIC Amps Up Cybersecurity Oversight (Sutherland)

http://www.sutherland.com/NewsCommentary/Legal-Alerts/171248/Legal-Alert-NAIC-Amps-Up-Cybersecurity-Oversight

 

Nine trends transforming asset management (EY)

http://www.ey.com/GL/en/Industries/Financial-Services/Asset-Management/ey-nine-key-drivers-of-change

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