• Skip to primary navigation
  • Skip to main content
Logo
Open search bar
  • About
    • Meet the Team
    • Todd Cipperman
    • Why Choose Us
  • Services
    • Money Managers
    • Registered Funds
    • Private Equity
    • Broker-Dealers
    • CyberSecure - Funds
  • In The News
  • Outsourced CCO
  • Client Engagement
  • Resources
    • Helpful Information
    • Regulatory Exams
    • Executive Interviews
    • Blog
    • Podcasts & Videos
    • Best Practices
  • Contact Us

Our Take Blog

Home
Our Take Blog
Best of the Web – September 2014

Best of the Web – September 2014

It’s Best of the Web – September 2014 edition!  In this month compendium, Alaric advocates for the outsourced CCO model, Kreischer Miller outlines the GIPS rules applicable to asset owners, and SadisGoldberg reminds everybody of the end-of-year compliance deadlines.  For the alts and private equity crowd, we include Dechert’s piece about how to charge performance fees on registered products and Grant Thornton’s article about taxation of MLPs.  Enjoy.

 

Growing Up to Be CCOs (Alaric)

http://alariccompliance.com/newsroom/compliance-news/2014-September-growing-up-to-be-coos.pdf

 

GIPS for Asset Owners (Kreischer Miller)

http://www.kmiig.com/news-press/gips-for-asset-owners/

 

Compliance Deadlines (SadisGoldberg)

http://www.sglawyers.com/admin/PDFs/331.PDF

 

Fulcrum Fees: Registered Funds’ Alternative Fee Structure (Dechert)

http://www.dechert.com/files/Uploads/Documents/FSG/Fulcrum%20Fees_Registered%20Funds’%20Alternative%20Fee%20Structure%20-%20The%20Investment%20Laywer.pdf

 

The New Normal: Cybersecurity and Money Managers in 2014 (Morgan Lewis)

https://www.morganlewis.com/pubs/LPG_MMI_CyberDataBreaches_16sept14.pdf

 

SEC Money Market Reform: An Analysis of Fund Director Responsibilities (Drinker)

http://www.drinkerbiddle.com/resources/publications/2014/sec-money-market-reform-an-analysis-of-fund-director-responsibilities

Master Limited Partnerships: Tax implications for mutual funds (Grant Thornton)

http://www.grantthornton.com/issues/library/articles/financial-services/2014/AM/09-master-limited-partnerships-mlps.aspx

 

An Overview of ERISA Issues Related to ‘In-House’ Plan Use of Proprietary Products and Services (Groom)

http://www.groom.com/media/publication/1424_1Proprietary_Products_Litigation_BNA.pdf

 

Investment management partners not exempt from self-employment tax (McGladrey)

http://mcgladrey.com/content/mcgladrey/en_US/what-we-do/services/tax/tax-alerts/investment-management-partners-not-exempt-from-self-employment-t.html

 

CFTC relief removes impediment to general solicitation (Schulte Roth)

http://www.srz.com/files/News/004584bd-cb4c-4c9d-922d-490d76f93a99/Presentation/NewsAttachment/ce3916eb-bb2f-494c-bc00-4a8861248668/The_Hedge_Fund_Journal_JOBS_Act_Marketing_Updates_September_2014.pdf

Back to Top
logo
480 E. Swedesford Road, Suite 220, Wayne, PA 19087
610-687-5320
LinkedIn Twitter
© 2020 Marlivia Properties LLC