Best of the Web – December 2013

Once again, we offer the “Best of the Web,” our monthly
compendium of well-done, publicly-available insights from our clients,
partners, competitors, and friends. Some
of the standouts from December include a social media training piece that
Morgan Lewis prepared for the SEC exam staff, some good tips from Groom about
how to select fiduciary insurance, Volcker Rule guidance from both Ropes &
Gray and Bingham, and a nice summary of CPO and CTA requirements from
Kinetic. We hope you find these gems as
valuable as we did.

Social Media for Investment Advisers (Morgan Lewis)

https://www.morganlewis.com/pubs/OCIETraining_SocialMediaforInvestmentAdvisers_18dec13.pdf

Fiduciary Insurance for Advisors (Groom)

http://www.groom.com/media/publication/1322_Fiduciary_Insurance_NAPA.pdf

Volcker Rule Final Regulations: The Effect on
Private Fund Sponsors and Investors (Ropes & Gray)

http://www.ropesgray.com/news-and-insights/Insights/2013/12/Volcker-Rule-Final-Regulations-The-Effect-on-Private-Fund-Sponsors-and-Investors.aspx

Annual Requirements for Registered CPO’s and CTA’s
(Kinetic)

http://www.kinetic-partners.com/news/annual-requirements-for-registered-commodity-pool-operators-and-commodity-trading-advisers/

Case Study of a CFPB Enforcement Action: In re
JPMorgan Chase Bank, N.A.; and Chase Bank USA, N.A. (Baker Donelson)

http://www.bakerdonelson.com/case-study-of-a-cfpb-enforcement-action-in-re-jpmorgan-chase-bank-na-and-chase-bank-usa-na-12-19-2013/

Regulators Adopt Final Volcker Rule Regulations
(Bingham)

http://www.bingham.com/Services/~/media/Files/Docs/2013/Volcker-Rule-Alert-2.ashx