Top 5 Regulatory Alerts – March 2013

Top 5 Regulatory Alerts – March 2013

Here are our Top 5 Regulatory Alerts for March 2013, ranked by
significance.  We have also included the Top 5 most read Alerts.

Top 5 Regulatory Alerts – March 2013

1. Supreme
   Court Says that SEC Must Bring Actions within 5 Years of Fraud (3/1/13)
2. SEC
   Says One-Third of Advisers Violate Custody Rule (3/5/13)
3. Private
   Equity Firm Failed to Verify Valuations in Pitchbook (3/13/13)
4. SEC
   Issues Social Media Content Filing Guidance (3/18/13)
5. Proposed
   Regulation Requires IT Compliance Procedures (3/8/13)

Most Read – March 2013

1. Private
   Equity Firm Failed to Verify Valuations in Pitchbook (3/13/13)
2. SEC
   Says One-Third of Advisers Violate Custody Rule (3/5/13)
3. SEC
   Charges Hedge Fund-of-Funds with Favoring Large Investor (3/20/13)
4. Private
   Equity Firm Sanctioned for Using Unregistered Solicitor (3/14/13)
5. SEC
   Issues Social Media Content Filing Guidance (3/18/13)