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Top 5 Regulatory Alerts for February 2012

Top 5 Regulatory Alerts for February 2012

Our top 5 Regulatory Alerts for February 2012:

1.       New CFTC Rule Will Require CPO Registration for Many Fund Managers (2/14/12)

2.       SEC Raises Bar for Charging Performance Fees (2/21/12)

3.       Mid-Sized Advisers with Fewer than 5 Clients Must Register with the SEC (2/13/12)

4.       SEC’s di Florio Calls Out Senior Management and Boards (2/6/12)

5.       Managers of 3(c)(1) Funds in Massachusetts Must Register by August 3 (2/10/12)

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