Top 5 Regulatory Alerts for February 2012
Our top 5 Regulatory Alerts for February 2012:
1. New CFTC Rule Will Require CPO Registration for Many Fund Managers (2/14/12)
2. SEC Raises Bar for Charging Performance Fees (2/21/12)
3. Mid-Sized Advisers with Fewer than 5 Clients Must Register with the SEC (2/13/12)
4. SEC’s di Florio Calls Out Senior Management and Boards (2/6/12)
5. Managers of 3(c)(1) Funds in Massachusetts Must Register by August 3 (2/10/12)
Leave a Reply
You must be logged in to post a comment.